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To the People of
the State of New York:
OOOOLET US now return to the partition
of the judiciary authority between different courts, and their
relations to each other, "The judicial power of the United States
is'' (by the plan of the convention) "to be vested in one Supreme
Court, and in such inferior courts as the Congress may, from time to
time, ordain and establish.''1
OOOOThat there ought to be one court of
supreme and final jurisdiction, is a proposition which is not likely
to be contested. The reasons for it have been assigned in another
place, and are too obvious to need repetition. The only question that
seems to have been raised concerning it, is, whether it ought to be a
distinct body or a branch of the legislature. The same contradiction
is observable in regard to this matter which has been remarked in
several other cases. The very men who object to the Senate as a court
of impeachments, on the ground of an improper intermixture of powers,
advocate, by implication at least, the propriety of vesting the
ultimate decision of all causes, in the whole or in a part of the
legislative body.
OOOOThe arguments, or rather
suggestions, upon which this charge is founded, are to this effect: "The
authority of the proposed Supreme Court of the United States, which is
to be a separate and independent body, will be superior to that of the
legislature. The power of construing the laws according to the SPIRIT
of the Constitution, will enable that court to mould them into
whatever shape it may think proper; especially as its decisions will
not be in any manner subject to the revision or correction of the
legislative body. This is as unprecedented as it is dangerous. In
Britain, the judical power, in the last resort, resides in the House
of Lords, which is a branch of the legislature; and this part of the
British government has been imitated in the State constitutions in
general. The Parliament of Great Britain, and the legislatures of the
several States, can at any time rectify, by law, the exceptionable
decisions of their respective courts. But the errors and usurpations
of the Supreme Court of the United States will be uncontrollable and
remediless.'' This, upon examination, will be found to be made up
altogether of false reasoning upon misconceived fact.
OOOOIn the first place, there is not a
syllable in the plan under consideration which DIRECTLY empowers the
national courts to construe the laws according to the spirit of the
Constitution, or which gives them any greater latitude in this respect
than may be claimed by the courts of every State. I admit, however,
that the Constitution ought to be the standard of construction for the
laws, and that wherever there is an evident opposition, the laws ought
to give place to the Constitution. But this doctrine is not deducible
from any circumstance peculiar to the plan of the convention, but from
the general theory of a limited Constitution; and as far as it is
true, is equally applicable to most, if not to all the State
governments. There can be no objection, therefore, on this account, to
the federal judicature which will not lie against the local
judicatures in general, and which will not serve to condemn every
constitution that attempts to set bounds to legislative discretion.
OOOOBut perhaps the force of the
objection may be thought to consist in the particular organization of
the Supreme Court; in its being composed of a distinct body of
magistrates, instead of being one of the branches of the legislature,
as in the government of Great Britain and that of the State. To insist
upon this point, the authors of the objection must renounce the
meaning they have labored to annex to the celebrated maxim, requiring
a separation of the departments of power. It shall, nevertheless, be
conceded to them, agreeably to the interpretation given to that maxim
in the course of these papers, that it is not violated by vesting the
ultimate power of judging in a PART of the legislative body. But
though this be not an absolute violation of that excellent rule, yet
it verges so nearly upon it, as on this account alone to be less
eligible than the mode preferred by the convention. From a body which
had even a partial agency in passing bad laws, we could rarely expect
a disposition to temper and moderate them in the application. The same
spirit which had operated in making them, would be too apt in
interpreting them; still less could it be expected that men who had
infringed the Constitution in the character of legislators, would be
disposed to repair the breach in the character of judges. Nor is this
all. Every reason which recommends the tenure of good behavior for
judicial offices, militates against placing the judiciary power, in
the last resort, in a body composed of men chosen for a limited
period. There is an absurdity in referring the determination of
causes, in the first instance, to judges of permanent standing; in the
last, to those of a temporary and mutable constitution. And there is a
still greater absurdity in subjecting the decisions of men, selected
for their knowledge of the laws, acquired by long and laborious study,
to the revision and control of men who, for want of the same
advantage, cannot but be deficient in that knowledge. The members of
the legislature will rarely be chosen with a view to those
qualifications which fit men for the stations of judges; and as, on
this account, there will be great reason to apprehend all the ill
consequences of defective information, so, on account of the natural
propensity of such bodies to party divisions, there will be no less
reason to fear that the pestilential breath of faction may poison the
fountains of justice. The habit of being continually marshalled on
opposite sides will be too apt to stifle the voice both of law and of
equity.
OOOOThese considerations teach us to
applaud the wisdom of those States who have committed the judicial
power, in the last resort, not to a part of the legislature, but to
distinct and independent bodies of men. Contrary to the supposition of
those who have represented the plan of the convention, in this
respect, as novel and unprecedented, it is but a copy of the
constitutions of New Hampshire, Massachusetts, Pennsylvania, Delaware,
Maryland, Virginia, North Carolina, South Carolina, and Georgia; and
the preference which has been given to those models is highly to be
commended.
OOOOIt is not true, in the second place,
that the Parliament of Great Britain, or the legislatures of the
particular States, can rectify the exceptionable decisions of their
respective courts, in any other sense than might be done by a future
legislature of the United States. The theory, neither of the British,
nor the State constitutions, authorizes the revisal of a judicial
sentence by a legislative act. Nor is there any thing in the proposed
Constitution, more than in either of them, by which it is forbidden.
In the former, as well as in the latter, the impropriety of the thing,
on the general principles of law and reason, is the sole obstacle. A
legislature, without exceeding its province, cannot reverse a
determination once made in a particular case; though it may prescribe
a new rule for future cases. This is the principle, and it applies in
all its consequences, exactly in the same manner and extent, to the
State governments, as to the national government now under
consideration. Not the least difference can be pointed out in any view
of the subject.
OOOOIt may in the last place be observed
that the supposed danger of judiciary encroachments on the legislative
authority, which has been upon many occasions reiterated, is in
reality a phantom. Particular misconstructions and contraventions of
the will of the legislature may now and then happen; but they can
never be so extensive as to amount to an inconvenience, or in any
sensible degree to affect the order of the political system. This may
be inferred with certainty, from the general nature of the judicial
power, from the objects to which it relates, from the manner in which
it is exercised, from its comparative weakness, and from its total
incapacity to support its usurpations by force. And the inference is
greatly fortified by the consideration of the important constitutional
check which the power of instituting impeachments in one part of the
legislative body, and of determining upon them in the other, would
give to that body upon the members of the judicial department. This is
alone a complete security. There never can be danger that the judges,
by a series of deliberate usurpations on the authority of the
legislature, would hazard the united resentment of the body intrusted
with it, while this body was possessed of the means of punishing their
presumption, by degrading them from their stations. While this ought
to remove all apprehensions on the subject, it affords, at the same
time, a cogent argument for constituting the Senate a court for the
trial of impeachments.
OOOOHaving now examined, and, I trust,
removed the objections to the distinct and independent organization of
the Supreme Court, I proceed to consider the propriety of the power of
constituting inferior courts, 2 and the relations
which will subsist between these and the former.
OOOOThe power of constituting inferior
courts is evidently calculated to obviate the necessity of having
recourse to the Supreme Court in every case of federal cognizance. It
is intended to enable the national government to institute or
AUTHORIZE, in each State or district of the United States, a tribunal
competent to the determination of matters of national jurisdiction
within its limits.
OOOOBut why, it is asked, might not the
same purpose have been accomplished by the instrumentality of the
State courts? This admits of different answers. Though the fitness and
competency of those courts should be allowed in the utmost latitude,
yet the substance of the power in question may still be regarded as a
necessary part of the plan, if it were only to empower the national
legislature to commit to them the cognizance of causes arising out of
the national Constitution. To confer the power of determining such
causes upon the existing courts of the several States, would perhaps
be as much "to constitute tribunals,'' as to create new courts
with the like power. But ought not a more direct and explicit
provision to have been made in favor of the State courts? There are,
in my opinion, substantial reasons against such a provision: the most
discerning cannot foresee how far the prevalency of a local spirit may
be found to disqualify the local tribunals for the jurisdiction of
national causes; whilst every man may discover, that courts
constituted like those of some of the States would be improper
channels of the judicial authority of the Union. State judges, holding
their offices during pleasure, or from year to year, will be too
little independent to be relied upon for an inflexible execution of
the national laws. And if there was a necessity for confiding the
original cognizance of causes arising under those laws to them there
would be a correspondent necessity for leaving the door of appeal as
wide as possible. In proportion to the grounds of confidence in, or
distrust of, the subordinate tribunals, ought to be the facility or
difficulty of appeals. And well satisfied as I am of the propriety of
the appellate jurisdiction, in the several classes of causes to which
it is extended by the plan of the convention. I should consider every
thing calculated to give, in practice, an UNRESTRAINED COURSE to
appeals, as a source of public and private inconvenience.
OOOOI am not sure, but that it will be
found highly expedient and useful, to divide the United States into
four or five or half a dozen districts; and to institute a federal
court in each district, in lieu of one in every State. The judges of
these courts, with the aid of the State judges, may hold circuits for
the trial of causes in the several parts of the respective districts.
Justice through them may be administered with ease and despatch; and
appeals may be safely circumscribed within a narrow compass. This plan
appears to me at present the most eligible of any that could be
adopted; and in order to it, it is necessary that the power of
constituting inferior courts should exist in the full extent in which
it is to be found in the proposed Constitution.
OOOOThese reasons seem sufficient to
satisfy a candid mind, that the want of such a power would have been a
great defect in the plan. Let us now examine in what manner the
judicial authority is to be distributed between the supreme and the
inferior courts of the Union. The Supreme Court is to be invested with
original jurisdiction, only "in cases affecting ambassadors,
other public ministers, and consuls, and those in which A STATE shall
be a party.'' Public ministers of every class are the immediate
representatives of their sovereigns. All questions in which they are
concerned are so directly connected with the public peace, that, as
well for the preservation of this, as out of respect to the
sovereignties they represent, it is both expedient and proper that
such questions should be submitted in the first instance to the
highest judicatory of the nation. Though consuls have not in
strictness a diplomatic character, yet as they are the public agents
of the nations to which they belong, the same observation is in a
great measure applicable to them. In cases in which a State might
happen to be a party, it would ill suit its dignity to be turned over
to an inferior tribunal. Though it may rather be a digression from the
immediate subject of this paper, I shall take occasion to mention here
a supposition which has excited some alarm upon very mistaken grounds.
It has been suggested that an assignment of the public securities of
one State to the citizens of another, would enable them to prosecute
that State in the federal courts for the amount of those securities; a
suggestion which the following considerations prove to be without
foundation.
OOOOIt is inherent in the nature of
sovereignty not to be amenable to the suit of an individual WITHOUT
ITS CONSENT. This is the general sense, and the general practice of
mankind; and the exemption, as one of the attributes of sovereignty,
is now enjoyed by the government of every State in the Union. Unless,
therefore, there is a surrender of this immunity in the plan of the
convention, it will remain with the States, and the danger intimated
must be merely ideal. The circumstances which are necessary to produce
an alienation of State sovereignty were discussed in considering the
article of taxation, and need not be repeated here. A recurrence to
the principles there established will satisfy us, that there is no
color to pretend that the State governments would, by the adoption of
that plan, be divested of the privilege of paying their own debts in
their own way, free from every constraint but that which flows from
the obligations of good faith. The contracts between a nation and
individuals are only binding on the conscience of the sovereign, and
have no pretensions to a compulsive force. They confer no right of
action, independent of the sovereign will. To what purpose would it be
to authorize suits against States for the debts they owe? How could
recoveries be enforced? It is evident, it could not be done without
waging war against the contracting State; and to ascribe to the
federal courts, by mere implication, and in destruction of a
pre-existing right of the State governments, a power which would
involve such a consequence, would be altogether forced and
unwarrantable.
OOOOLet us resume the train of our
observations. We have seen that the original jurisdiction of the
Supreme Court would be confined to two classes of causes, and those of
a nature rarely to occur. In all other cases of federal cognizance,
the original jurisdiction would appertain to the inferior tribunals;
and the Supreme Court would have nothing more than an appellate
jurisdiction, "with such EXCEPTIONS and under such REGULATIONS as
the Congress shall make.''
OOOOThe propriety of this appellate
jurisdiction has been scarcely called in question in regard to matters
of law; but the clamors have been loud against it as applied to
matters of fact. Some well-intentioned men in this State, deriving
their notions from the language and forms which obtain in our courts,
have been induced to consider it as an implied supersedure of the
trial by jury, in favor of the civil-law mode of trial, which prevails
in our courts of admiralty, probate, and chancery. A technical sense
has been affixed to the term "appellate,'' which, in our law
parlance, is commonly used in reference to appeals in the course of
the civil law. But if I am not misinformed, the same meaning would not
be given to it in any part of New England. There an appeal from one
jury to another, is familiar both in language and practice, and is
even a matter of course, until there have been two verdicts on one
side. The word "appellate,'' therefore, will not be understood in
the same sense in New England as in New York, which shows the
impropriety of a technical interpretation derived from the
jurisprudence of any particular State. The expression, taken in the
abstract, denotes nothing more than the power of one tribunal to
review the proceedings of another, either as to the law or fact, or
both. The mode of doing it may depend on ancient custom or legislative
provision (in a new government it must depend on the latter), and may
be with or without the aid of a jury, as may be judged advisable. If,
therefore, the re-examination of a fact once determined by a jury,
should in any case be admitted under the proposed Constitution, it may
be so regulated as to be done by a second jury, either by remanding
the cause to the court below for a second trial of the fact, or by
directing an issue immediately out of the Supreme Court.
OOOOBut it does not follow that the
re-examination of a fact once ascertained by a jury, will be permitted
in the Supreme Court.Why may not it be said, with the strictest
propriety, when a writ of error is brought from an inferior to a
superior court of law in this State, that the latter has jurisdiction
of the fact as well as the law? It is true it cannot institute a new
inquiry concerning the fact, but it takes cognizance of it as it
appears upon the record, and pronounces the law arising upon it.
3 This is jurisdiction of both fact and law; nor is
it even possible to separate them. Though the common-law courts of
this State ascertain disputed facts by a jury, yet they unquestionably
have jurisdiction of both fact and law; and accordingly when the
former is agreed in the pleadings, they have no recourse to a jury,
but proceed at once to judgment. I contend, therefore, on this ground,
that the expressions, "appellate jurisdiction, both as to law and
fact,'' do not necessarily imply a re-examination in the Supreme Court
of facts decided by juries in the inferior courts.
OOOOThe following train of ideas may
well be imagined to have influenced the convention, in relation to
this particular provision. The appellate jurisdiction of the Supreme
Court (it may have been argued) will extend to causes determinable in
different modes, some in the course of the COMMON LAW, others in the
course of the CIVIL LAW. In the former, the revision of the law only
will be, generally speaking, the proper province of the Supreme Court;
in the latter, the re-examination of the fact is agreeable to usage,
and in some cases, of which prize causes are an example, might be
essential to the preservation of the public peace. It is therefore
necessary that the appellate jurisdiction should, in certain cases,
extend in the broadest sense to matters of fact. It will not answer to
make an express exception of cases which shall have been originally
tried by a jury, because in the courts of some of the States ALL
CAUSES are tried in this mode 4; and such an
exception would preclude the revision of matters of fact, as well
where it might be proper, as where it might be improper. To avoid all
inconveniencies, it will be safest to declare generally, that the
Supreme Court shall possess appellate jurisdiction both as to law and
FACT, and that this jurisdiction shall be subject to such EXCEPTIONS
and regulations as the national legislature may prescribe. This will
enable the government to modify it in such a manner as will best
answer the ends of public justice and security.
OOOOThis view of the matter, at any
rate, puts it out of all doubt that the supposed ABOLITION of the
trial by jury, by the operation of this provision, is fallacious and
untrue. The legislature of the United States would certainly have full
power to provide, that in appeals to the Supreme Court there should be
no re-examination of facts where they had been tried in the original
causes by juries. This would certainly be an authorized exception; but
if, for the reason already intimated, it should be thought too
extensive, it might be qualified with a limitation to such causes only
as are determinable at common law in that mode of trial.
OOOOThe amount of the observations
hitherto made on the authority of the judicial department is this:
that it has been carefully restricted to those causes which are
manifestly proper for the cognizance of the national judicature; that
in the partition of this authority a very small portion of original
jurisdiction has been preserved to the Supreme Court, and the rest
consigned to the subordinate tribunals; that the Supreme Court will
possess an appellate jurisdiction, both as to law and fact, in all the
cases referred to them, both subject to any EXCEPTIONS and REGULATIONS
which may be thought advisable; that this appellate jurisdiction does,
in no case, ABOLISH the trial by jury; and that an ordinary degree of
prudence and integrity in the national councils will insure us solid
advantages from the establishment of the proposed judiciary, without
exposing us to any of the inconveniences which have been predicted
from that source.
OOOOPUBLIUS
1.
Article 3, sec. I.
2. This power has been
absurdly represented as intended to abolish all the county courts in
the several States, which are commonly called inferior courts. But the
expressions of the Constitution are, to constitute "tribunals
INFERIOR TO THE SUPREME COURT''; and the evident design of the
provision is to enable the institution of local courts, subordinate to
the Supreme, either in States or larger districts. It is ridiculous to
imagine that county courts were in contemplation.
3. This word is
composed of JUS and DICTIO, juris dictio or a speaking and pronouncing
of the law.
4. I hold that the
States will have concurrent jurisdiction with the subordinate federal
judicatories, in many cases of federal cognizance, as will be
explained in my next paper.
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