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To the People of
the State of New York:
OOOOWE PROCEED now to an examination of
the judiciary department of the proposed government.
OOOOIn unfolding the defects of the
existing Confederation, the utility and necessity of a federal
judicature have been clearly pointed out. It is the less necessary to
recapitulate the considerations there urged, as the propriety of the
institution in the abstract is not disputed; the only questions which
have been raised being relative to the manner of constituting it, and
to its extent. To these points, therefore, our observations shall be
confined.
OOOOThe manner of constituting it seems
to embrace these several objects: 1st. The mode of appointing the
judges. 2d. The tenure by which they are to hold their places. 3d. The
partition of the judiciary authority between different courts, and
their relations to each other.
OOOOFirst. As to the mode of appointing
the judges; this is the same with that of appointing the officers of
the Union in general, and has been so fully discussed in the two last
numbers, that nothing can be said here which would not be useless
repetition.
OOOOSecond. As to the tenure by which
the judges are to hold their places; this chiefly concerns their
duration in office; the provisions for their support; the precautions
for their responsibility.
OOOOAccording to the plan of the
convention, all judges who may be appointed by the United States are
to hold their offices during good behavior; which is conformable to
the most approved of the State constitutions and among the rest, to
that of this State. Its propriety having been drawn into question by
the adversaries of that plan, is no light symptom of the rage for
objection, which disorders their imaginations and judgments. The
standard of good behavior for the continuance in office of the
judicial magistracy, is certainly one of the most valuable of the
modern improvements in the practice of government. In a monarchy it is
an excellent barrier to the despotism of the prince; in a republic it
is a no less excellent barrier to the encroachments and oppressions of
the representative body. And it is the best expedient which can be
devised in any government, to secure a steady, upright, and impartial
administration of the laws.
OOOOWhoever attentively considers the
different departments of power must perceive, that, in a government in
which they are separated from each other, the judiciary, from the
nature of its functions, will always be the least dangerous to the
political rights of the Constitution; because it will be least in a
capacity to annoy or injure them. The Executive not only dispenses the
honors, but holds the sword of the community. The legislature not only
commands the purse, but prescribes the rules by which the duties and
rights of every citizen are to be regulated. The judiciary, on the
contrary, has no influence over either the sword or the purse; no
direction either of the strength or of the wealth of the society; and
can take no active resolution whatever. It may truly be said to have
neither FORCE nor WILL, but merely judgment; and must ultimately
depend upon the aid of the executive arm even for the efficacy of its
judgments.
OOOOThis simple view of the matter
suggests several important consequences. It proves incontestably, that
the judiciary is beyond comparison the weakest of the three
departments of power 1; that it can never attack
with success either of the other two; and that all possible care is
requisite to enable it to defend itself against their attacks. It
equally proves, that though individual oppression may now and then
proceed from the courts of justice, the general liberty of the people
can never be endangered from that quarter; I mean so long as the
judiciary remains truly distinct from both the legislature and the
Executive. For I agree, that "there is no liberty, if the power
of judging be not separated from the legislative and executive powers."
2 And it proves, in the last place, that as liberty
can have nothing to fear from the judiciary alone, but would have
every thing to fear from its union with either of the other
departments; that as all the effects of such a union must ensue from a
dependence of the former on the latter, notwithstanding a nominal and
apparent separation; that as, from the natural feebleness of the
judiciary, it is in continual jeopardy of being overpowered, awed, or
influenced by its co-ordinate branches; and that as nothing can
contribute so much to its firmness and independence as permanency in
office, this quality may therefore be justly regarded as an
indispensable ingredient in its constitution, and, in a great measure,
as the citadel of the public justice and the public security.
OOOOThe complete independence of the
courts of justice is peculiarly essential in a limited Constitution.
By a limited Constitution, I understand one which contains certain
specified exceptions to the legislative authority; such, for instance,
as that it shall pass no bills of attainder, no ex post facto laws,
and the like. Limitations of this kind can be preserved in practice no
other way than through the medium of courts of justice, whose duty it
must be to declare all acts contrary to the manifest tenor of the
Constitution void. Without this, all the reservations of particular
rights or privileges would amount to nothing.
OOOOSome perplexity respecting the
rights of the courts to pronounce legislative acts void, because
contrary to the Constitution, has arisen from an imagination that the
doctrine would imply a superiority of the judiciary to the legislative
power. It is urged that the authority which can declare the acts of
another void, must necessarily be superior to the one whose acts may
be declared void. As this doctrine is of great importance in all the
American constitutions, a brief discussion of the ground on which it
rests cannot be unacceptable.
OOOOThere is no position which depends
on clearer principles, than that every act of a delegated authority,
contrary to the tenor of the commission under which it is exercised,
is void. No legislative act, therefore, contrary to the Constitution,
can be valid. To deny this, would be to affirm, that the deputy is
greater than his principal; that the servant is above his master; that
the representatives of the people are superior to the people
themselves; that men acting by virtue of powers, may do not only what
their powers do not authorize, but what they forbid.
OOOOIf it be said that the legislative
body are themselves the constitutional judges of their own powers, and
that the construction they put upon them is conclusive upon the other
departments, it may be answered, that this cannot be the natural
presumption, where it is not to be collected from any particular
provisions in the Constitution. It is not otherwise to be supposed,
that the Constitution could intend to enable the representatives of
the people to substitute their will to that of their constituents. It
is far more rational to suppose, that the courts were designed to be
an intermediate body between the people and the legislature, in order,
among other things, to keep the latter within the limits assigned to
their authority. The interpretation of the laws is the proper and
peculiar province of the courts. A constitution is, in fact, and must
be regarded by the judges, as a fundamental law. It therefore belongs
to them to ascertain its meaning, as well as the meaning of any
particular act proceeding from the legislative body. If there should
happen to be an irreconcilable variance between the two, that which
has the superior obligation and validity ought, of course, to be
preferred; or, in other words, the Constitution ought to be preferred
to the statute, the intention of the people to the intention of their
agents.
OOOONor does this conclusion by any
means suppose a superiority of the judicial to the legislative power.
It only supposes that the power of the people is superior to both; and
that where the will of the legislature, declared in its statutes,
stands in opposition to that of the people, declared in the
Constitution, the judges ought to be governed by the latter rather
than the former. They ought to regulate their decisions by the
fundamental laws, rather than by those which are not fundamental.
OOOOThis exercise of judicial
discretion, in determining between two contradictory laws, is
exemplified in a familiar instance. It not uncommonly happens, that
there are two statutes existing at one time, clashing in whole or in
part with each other, and neither of them containing any repealing
clause or expression. In such a case, it is the province of the courts
to liquidate and fix their meaning and operation. So far as they can,
by any fair construction, be reconciled to each other, reason and law
conspire to dictate that this should be done; where this is
impracticable, it becomes a matter of necessity to give effect to one,
in exclusion of the other. The rule which has obtained in the courts
for determining their relative validity is, that the last in order of
time shall be preferred to the first. But this is a mere rule of
construction, not derived from any positive law, but from the nature
and reason of the thing. It is a rule not enjoined upon the courts by
legislative provision, but adopted by themselves, as consonant to
truth and propriety, for the direction of their conduct as
interpreters of the law. They thought it reasonable, that between the
interfering acts of an EQUAL authority, that which was the last
indication of its will should have the preference.
OOOOBut in regard to the interfering
acts of a superior and subordinate authority, of an original and
derivative power, the nature and reason of the thing indicate the
converse of that rule as proper to be followed. They teach us that the
prior act of a superior ought to be preferred to the subsequent act of
an inferior and subordinate authority; and that accordingly, whenever
a particular statute contravenes the Constitution, it will be the duty
of the judicial tribunals to adhere to the latter and disregard the
former.
OOOOIt can be of no weight to say that
the courts, on the pretense of a repugnancy, may substitute their own
pleasure to the constitutional intentions of the legislature. This
might as well happen in the case of two contradictory statutes; or it
might as well happen in every adjudication upon any single statute.
The courts must declare the sense of the law; and if they should be
disposed to exercise WILL instead of JUDGMENT, the consequence would
equally be the substitution of their pleasure to that of the
legislative body. The observation, if it prove any thing, would prove
that there ought to be no judges distinct from that body.
OOOOIf, then, the courts of justice are
to be considered as the bulwarks of a limited Constitution against
legislative encroachments, this consideration will afford a strong
argument for the permanent tenure of judicial offices, since nothing
will contribute so much as this to that independent spirit in the
judges which must be essential to the faithful performance of so
arduous a duty.
OOOOThis independence of the judges is
equally requisite to guard the Constitution and the rights of
individuals from the effects of those ill humors, which the arts of
designing men, or the influence of particular conjunctures, sometimes
disseminate among the people themselves, and which, though they
speedily give place to better information, and more deliberate
reflection, have a tendency, in the meantime, to occasion dangerous
innovations in the government, and serious oppressions of the minor
party in the community. Though I trust the friends of the proposed
Constitution will never concur with its enemies, 3
in questioning that fundamental principle of republican government,
which admits the right of the people to alter or abolish the
established Constitution, whenever they find it inconsistent with
their happiness, yet it is not to be inferred from this principle,
that the representatives of the people, whenever a momentary
inclination happens to lay hold of a majority of their constituents,
incompatible with the provisions in the existing Constitution, would,
on that account, be justifiable in a violation of those provisions; or
that the courts would be under a greater obligation to connive at
infractions in this shape, than when they had proceeded wholly from
the cabals of the representative body. Until the people have, by some
solemn and authoritative act, annulled or changed the established
form, it is binding upon themselves collectively, as well as
individually; and no presumption, or even knowledge, of their
sentiments, can warrant their representatives in a departure from it,
prior to such an act. But it is easy to see, that it would require an
uncommon portion of fortitude in the judges to do their duty as
faithful guardians of the Constitution, where legislative invasions of
it had been instigated by the major voice of the community.
OOOOBut it is not with a view to
infractions of the Constitution only, that the independence of the
judges may be an essential safeguard against the effects of occasional
ill humors in the society. These sometimes extend no farther than to
the injury of the private rights of particular classes of citizens, by
unjust and partial laws. Here also the firmness of the judicial
magistracy is of vast importance in mitigating the severity and
confining the operation of such laws. It not only serves to moderate
the immediate mischiefs of those which may have been passed, but it
operates as a check upon the legislative body in passing them; who,
perceiving that obstacles to the success of iniquitous intention are
to be expected from the scruples of the courts, are in a manner
compelled, by the very motives of the injustice they meditate, to
qualify their attempts. This is a circumstance calculated to have more
influence upon the character of our governments, than but few may be
aware of. The benefits of the integrity and moderation of the
judiciary have already been felt in more States than one; and though
they may have displeased those whose sinister expectations they may
have disappointed, they must have commanded the esteem and applause of
all the virtuous and disinterested. Considerate men, of every
description, ought to prize whatever will tend to beget or fortify
that temper in the courts: as no man can be sure that he may not be
to-morrow the victim of a spirit of injustice, by which he may be a
gainer to-day. And every man must now feel, that the inevitable
tendency of such a spirit is to sap the foundations of public and
private confidence, and to introduce in its stead universal distrust
and distress.
OOOOThat inflexible and uniform
adherence to the rights of the Constitution, and of individuals, which
we perceive to be indispensable in the courts of justice, can
certainly not be expected from judges who hold their offices by a
temporary commission. Periodical appointments, however regulated, or
by whomsoever made, would, in some way or other, be fatal to their
necessary independence. If the power of making them was committed
either to the Executive or legislature, there would be danger of an
improper complaisance to the branch which possessed it; if to both,
there would be an unwillingness to hazard the displeasure of either;
if to the people, or to persons chosen by them for the special
purpose, there would be too great a disposition to consult popularity,
to justify a reliance that nothing would be consulted but the
Constitution and the laws.
OOOOThere is yet a further and a
weightier reason for the permanency of the judicial offices, which is
deducible from the nature of the qualifications they require. It has
been frequently remarked, with great propriety, that a voluminous code
of laws is one of the inconveniences necessarily connected with the
advantages of a free government. To avoid an arbitrary discretion in
the courts, it is indispensable that they should be bound down by
strict rules and precedents, which serve to define and point out their
duty in every particular case that comes before them; and it will
readily be conceived from the variety of controversies which grow out
of the folly and wickedness of mankind, that the records of those
precedents must unavoidably swell to a very considerable bulk, and
must demand long and laborious study to acquire a competent knowledge
of them. Hence it is, that there can be but few men in the society who
will have sufficient skill in the laws to qualify them for the
stations of judges. And making the proper deductions for the ordinary
depravity of human nature, the number must be still smaller of those
who unite the requisite integrity with the requisite knowledge. These
considerations apprise us, that the government can have no great
option between fit character; and that a temporary duration in office,
which would naturally discourage such characters from quitting a
lucrative line of practice to accept a seat on the bench, would have a
tendency to throw the administration of justice into hands less able,
and less well qualified, to conduct it with utility and dignity. In
the present circumstances of this country, and in those in which it is
likely to be for a long time to come, the disadvantages on this score
would be greater than they may at first sight appear; but it must be
confessed, that they are far inferior to those which present
themselves under the other aspects of the subject.
OOOOUpon the whole, there can be no room
to doubt that the convention acted wisely in copying from the models
of those constitutions which have established good behavior as the
tenure of their judicial offices, in point of duration; and that so
far from being blamable on this account, their plan would have been
inexcusably defective, if it had wanted this important feature of good
government. The experience of Great Britain affords an illustrious
comment on the excellence of the institution.
OOOOPUBLIUS.
1.
The celebrated Montesquieu, speaking of them, says: "Of the three
powers above mentioned, the judiciary is next to nothing." --
Spirit of Laws. Vol. I, page 186. .
2. Idem, page 181.
3. Vide Protest of the
Minority of the Convention of Pennsylvania, Martin's Speech, etc.
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