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To the People of
the State of New York:
OOOOHAVING reviewed the general form of
the proposed government and the general mass of power allotted to it,
I proceed to examine the particular structure of this government, and
the distribution of this mass of power among its constituent parts.
One of the principal objections inculcated by the more respectable
adversaries to the Constitution, is its supposed violation of the
political maxim, that the legislative, executive, and judiciary
departments ought to be separate and distinct. In the structure of the
federal government, no regard, it is said, seems to have been paid to
this essential precaution in favor of liberty. The several departments
of power are distributed and blended in such a manner as at once to
destroy all symmetry and beauty of form, and to expose some of the
essential parts of the edifice to the danger of being crushed by the
disproportionate weight of other parts. No political truth is
certainly of greater intrinsic value, or is stamped with the authority
of more enlightened patrons of liberty, than that on which the
objection is founded.
OOOOThe accumulation of all powers,
legislative, executive, and judiciary, in the same hands, whether of
one, a few, or many, and whether hereditary, self-appointed, or
elective, may justly be pronounced the very definition of tyranny.
Were the federal Constitution, therefore, really chargeable with the
accumulation of power, or with a mixture of powers, having a dangerous
tendency to such an accumulation, no further arguments would be
necessary to inspire a universal reprobation of the system. I persuade
myself, however, that it will be made apparent to every one, that the
charge cannot be supported, and that the maxim on which it relies has
been totally misconceived and misapplied. In order to form correct
ideas on this important subject, it will be proper to investigate the
sense in which the preservation of liberty requires that the three
great departments of power should be separate and distinct. The oracle
who is always consulted and cited on this subject is the celebrated
Montesquieu. If he be not the author of this invaluable precept in the
science of politics, he has the merit at least of displaying and
recommending it most effectually to the attention of mankind. Let us
endeavor, in the first place, to ascertain his meaning on this point.
The British Constitution was to Montesquieu what Homer has been to the
didactic writers on epic poetry. As the latter have considered the
work of the immortal bard as the perfect model from which the
principles and rules of the epic art were to be drawn, and by which
all similar works were to be judged, so this great political critic
appears to have viewed the Constitution of England as the standard, or
to use his own expression, as the mirror of political liberty; and to
have delivered, in the form of elementary truths, the several
characteristic principles of that particular system. That we may be
sure, then, not to mistake his meaning in this case, let us recur to
the source from which the maxim was drawn.
OOOOOn the slightest view of the British
Constitution, we must perceive that the legislative, executive, and
judiciary departments are by no means totally separate and distinct
from each other. The executive magistrate forms an integral part of
the legislative authority. He alone has the prerogative of making
treaties with foreign sovereigns, which, when made, have, under
certain limitations, the force of legislative acts. All the members of
the judiciary department are appointed by him, can be removed by him
on the address of the two Houses of Parliament, and form, when he
pleases to consult them, one of his constitutional councils. One
branch of the legislative department forms also a great constitutional
council to the executive chief, as, on another hand, it is the sole
depositary of judicial power in cases of impeachment, and is invested
with the supreme appellate jurisdiction in all other cases. The
judges, again, are so far connected with the legislative department as
often to attend and participate in its deliberations, though not
admitted to a legislative vote. From these facts, by which Montesquieu
was guided, it may clearly be inferred that, in saying "There can
be no liberty where the legislative and executive powers are united in
the same person, or body of magistrates,'' or, "if the power of
judging be not separated from the legislative and executive powers,''
he did not mean that these departments ought to have no PARTIAL AGENCY
in, or no CONTROL over, the acts of each other. His meaning, as his
own words import, and still more conclusively as illustrated by the
example in his eye, can amount to no more than this, that where the
WHOLE power of one department is exercised by the same hands which
possess the WHOLE power of another department, the fundamental
principles of a free constitution are subverted. This would have been
the case in the constitution examined by him, if the king, who is the
sole executive magistrate, had possessed also the complete legislative
power, or the supreme administration of justice; or if the entire
legislative body had possessed the supreme judiciary, or the supreme
executive authority.
OOOOThis, however, is not among the
vices of that constitution. The magistrate in whom the whole executive
power resides cannot of himself make a law, though he can put a
negative on every law; nor administer justice in person, though he has
the appointment of those who do administer it. The judges can exercise
no executive prerogative, though they are shoots from the executive
stock; nor any legislative function, though they may be advised with
by the legislative councils. The entire legislature can perform no
judiciary act, though by the joint act of two of its branches the
judges may be removed from their offices, and though one of its
branches is possessed of the judicial power in the last resort. The
entire legislature, again, can exercise no executive prerogative,
though one of its branches constitutes the supreme executive
magistracy, and another, on the impeachment of a third, can try and
condemn all the subordinate officers in the executive department. The
reasons on which Montesquieu grounds his maxim are a further
demonstration of his meaning. "When the legislative and executive
powers are united in the same person or body,'' says he, "there
can be no liberty, because apprehensions may arise lest THE SAME
monarch or senate should ENACT tyrannical laws to EXECUTE them in a
tyrannical manner. '' Again: "Were the power of judging joined
with the legislative, the life and liberty of the subject would be
exposed to arbitrary control, for THE JUDGE would then be THE
LEGISLATOR. Were it joined to the executive power, THE JUDGE might
behave with all the violence of AN OPPRESSOR. '' Some of these reasons
are more fully explained in other passages; but briefly stated as they
are here, they sufficiently establish the meaning which we have put on
this celebrated maxim of this celebrated author.
OOOOIf we look into the constitutions of
the several States, we find that, notwithstanding the emphatical and,
in some instances, the unqualified terms in which this axiom has been
laid down, there is not a single instance in which the several
departments of power have been kept absolutely separate and distinct.
New Hampshire, whose constitution was the last formed, seems to have
been fully aware of the impossibility and inexpediency of avoiding any
mixture whatever of these departments, and has qualified the doctrine
by declaring "that the legislative, executive, and judiciary
powers ought to be kept as separate from, and independent of, each
other AS THE NATURE OF A FREE GOVERNMENT WILL ADMIT; OR AS IS
CONSISTENT WITH THAT CHAIN OF CONNECTION THAT BINDS THE WHOLE FABRIC
OF THE CONSTITUTION IN ONE INDISSOLUBLE BOND OF UNITY AND AMITY. ''
Her constitution accordingly mixes these departments in several
respects. The Senate, which is a branch of the legislative department,
is also a judicial tribunal for the trial of impeachments. The
President, who is the head of the executive department, is the
presiding member also of the Senate; and, besides an equal vote in all
cases, has a casting vote in case of a tie. The executive head is
himself eventually elective every year by the legislative department,
and his council is every year chosen by and from the members of the
same department. Several of the officers of state are also appointed
by the legislature. And the members of the judiciary department are
appointed by the executive department. The constitution of
Massachusetts has observed a sufficient though less pointed caution,
in expressing this fundamental article of liberty. It declares "that
the legislative department shall never exercise the executive and
judicial powers, or either of them; the executive shall never exercise
the legislative and judicial powers, or either of them; the judicial
shall never exercise the legislative and executive powers, or either
of them. '' This declaration corresponds precisely with the doctrine
of Montesquieu, as it has been explained, and is not in a single point
violated by the plan of the convention. It goes no farther than to
prohibit any one of the entire departments from exercising the powers
of another department. In the very Constitution to which it is
prefixed, a partial mixture of powers has been admitted. The executive
magistrate has a qualified negative on the legislative body, and the
Senate, which is a part of the legislature, is a court of impeachment
for members both of the executive and judiciary departments. The
members of the judiciary department, again, are appointable by the
executive department, and removable by the same authority on the
address of the two legislative branches. Lastly, a number of the
officers of government are annually appointed by the legislative
department.
OOOOAs the appointment to offices,
particularly executive offices, is in its nature an executive
function, the compilers of the Constitution have, in this last point
at least, violated the rule established by themselves. I pass over the
constitutions of Rhode Island and Connecticut, because they were
formed prior to the Revolution, and even before the principle under
examination had become an object of political attention. The
constitution of New York contains no declaration on this subject; but
appears very clearly to have been framed with an eye to the danger of
improperly blending the different departments. It gives, nevertheless,
to the executive magistrate, a partial control over the legislative
department; and, what is more, gives a like control to the judiciary
department; and even blends the executive and judiciary departments in
the exercise of this control. In its council of appointment members of
the legislative are associated with the executive authority, in the
appointment of officers, both executive and judiciary. And its court
for the trial of impeachments and correction of errors is to consist
of one branch of the legislature and the principal members of the
judiciary department.
OOOOThe constitution of New Jersey has
blended the different powers of government more than any of the
preceding. The governor, who is the executive magistrate, is appointed
by the legislature; is chancellor and ordinary, or surrogate of the
State; is a member of the Supreme Court of Appeals, and president,
with a casting vote, of one of the legislative branches. The same
legislative branch acts again as executive council of the governor,
and with him constitutes the Court of Appeals. The members of the
judiciary department are appointed by the legislative department and
removable by one branch of it, on the impeachment of the other.
According to the constitution of Pennsylvania, the president, who is
the head of the executive department, is annually elected by a vote in
which the legislative department predominates. In conjunction with an
executive council, he appoints the members of the judiciary
department, and forms a court of impeachment for trial of all
officers, judiciary as well as executive. The judges of the Supreme
Court and justices of the peace seem also to be removable by the
legislature; and the executive power of pardoning in certain cases, to
be referred to the same department. The members of the executive
council are made EX-OFFICIO justices of peace throughout the State. In
Delaware, the chief executive magistrate is annually elected by the
legislative department. The speakers of the two legislative branches
are vice-presidents in the executive department. The executive chief,
with six others, appointed, three by each of the legislative branches
constitutes the Supreme Court of Appeals; he is joined with the
legislative department in the appointment of the other judges.
Throughout the States, it appears that the members of the legislature
may at the same time be justices of the peace; in this State, the
members of one branch of it are EX-OFFICIO justices of the peace; as
are also the members of the executive council. The principal officers
of the executive department are appointed by the legislative; and one
branch of the latter forms a court of impeachments. All officers may
be removed on address of the legislature.
OOOOMaryland has adopted the maxim in
the most unqualified terms; declaring that the legislative, executive,
and judicial powers of government ought to be forever separate and
distinct from each other. Her constitution, notwithstanding, makes the
executive magistrate appointable by the legislative department; and
the members of the judiciary by the executive department. The language
of Virginia is still more pointed on this subject. Her constitution
declares, "that the legislative, executive, and judiciary
departments shall be separate and distinct; so that neither exercise
the powers properly belonging to the other; nor shall any person
exercise the powers of more than one of them at the same time, except
that the justices of county courts shall be eligible to either House
of Assembly. '' Yet we find not only this express exception, with
respect to the members of the irferior courts, but that the chief
magistrate, with his executive council, are appointable by the
legislature; that two members of the latter are triennially displaced
at the pleasure of the legislature; and that all the principal
offices, both executive and judiciary, are filled by the same
department. The executive prerogative of pardon, also, is in one case
vested in the legislative department.
OOOOThe constitution of North Carolina,
which declares "that the legislative, executive, and supreme
judicial powers of government ought to be forever separate and
distinct from each other,'' refers, at the same time, to the
legislative department, the appointment not only of the executive
chief, but all the principal officers within both that and the
judiciary department. In South Carolina, the constitution makes the
executive magistracy eligible by the legislative department. It gives
to the latter, also, the appointment of the members of the judiciary
department, including even justices of the peace and sheriffs; and the
appointment of officers in the executive department, down to captains
in the army and navy of the State. In the constitution of Georgia,
where it is declared "that the legislative, executive, and
judiciary departments shall be separate and distinct, so that neither
exercise the powers properly belonging to the other,'' we find that
the executive department is to be filled by appointments of the
legislature; and the executive prerogative of pardon to be finally
exercised by the same authority. Even justices of the peace are to be
appointed by the legislature. In citing these cases, in which the
legislative, executive, and judiciary departments have not been kept
totally separate and distinct, I wish not to be regarded as an
advocate for the particular organizations of the several State
governments. I am fully aware that among the many excellent principles
which they exemplify, they carry strong marks of the haste, and still
stronger of the inexperience, under which they were framed. It is but
too obvious that in some instances the fundamental principle under
consideration has been violated by too great a mixture, and even an
actual consolidation, of the different powers; and that in no instance
has a competent provision been made for maintaining in practice the
separation delineated on paper. What I have wished to evince is, that
the charge brought against the proposed Constitution, of violating the
sacred maxim of free government, is warranted neither by the real
meaning annexed to that maxim by its author, nor by the sense in which
it has hitherto been understood in America. This interesting subject
will be resumed in the ensuing paper.
OOOOPUBLIUS.
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